| ComplianceAnalyst : : New York, New York Hybrid at York, New York, USA |
| Email: [email protected] |
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http://bit.ly/4ey8w48 https://jobs.nvoids.com/job_details.jsp?id=3302216&uid=7504a78dc7f946b58f37f027f1bcbdd7 From: praveen nagar, vyzeinc.com [email protected] Reply to: [email protected] Job Description - **LinkedIn ID with proper projects and education details is must** Job Title: Compliance Analyst Job Experience Level: Senior (10+ Years) Work Location Expectations: Hybrid New York, New York Term: 3 Months Description: Please Note: This is a Compliance Specialist Role Title: Risk and Controls Implementation Specialist Summary: resource with SEC regulatory compliance experience within investment management (asset management) industry who will focus on translating the control assessment and work into a comprehensive SMBC asset management specific risk and control inventory, designing the compliance monitoring and testing plan, mapping gaps with Corporate Compliance and risk, and preparing exam-ready documentation. This is a non-management/mid-level role and should have first-hand experience in compliance with investment/asset managers. Key deliverables will include but not limited to: Risk assessment, testing and monitoring, and other tasks that are associated with the SEC Registered Investment Advisor compliance framework. Comments: A resource with SEC regulatory compliance experience within investment management (asset management) industry who will focus on translating the control assessment and work into a comprehensive SMBC asset management specific risk and control inventory, designing the compliance monitoring and testing plan, mapping gaps with Corporate Compliance and risk, and preparing exam-ready documentation. Sr. level experience required. Will work for the balance of FY'25 with the option to extend for added months after March 31, 2026. Please share suitable profiles at the earliest. Keywords: Idaho ComplianceAnalyst : : New York, New York Hybrid [email protected] http://bit.ly/4ey8w48 https://jobs.nvoids.com/job_details.jsp?id=3302216&uid=7504a78dc7f946b58f37f027f1bcbdd7 |
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| 11:01 PM 16-Apr-26 |